Investment Funds Regulatory Associate (Chicago)
A premier law firm is seeking a junior-level associate to join its Investment Funds Regulatory practice in Chicago. This role offers the opportunity to engage in a wide variety of regulatory work related to private fund sponsors, including fund formation, SEC compliance, and enforcement matters. The ideal candidate will have a strong foundation in investment funds regulation and a working knowledge of core securities laws applicable to fund managers.
Location
Chicago, IL
Duties
Advise fund sponsors on compliance with the Investment Advisers Act of 1940 and other securities laws
Review and provide guidance on fund offering materials and governing documents
Assist with regulatory filings, including Form ADV and other SEC submissions
Support clients through SEC examinations and enforcement actions
Counsel on regulatory implications of fundraising, transactions, and ongoing fund operations
Stay current with evolving regulatory developments affecting private fund managers
Requirements
13 years of experience in investment funds regulatory work at a law firm
Significant familiarity with the Investment Advisers Act of 1940
Exposure to the Investment Company Act of 1940 and Securities Act of 1933 (preferred)
Prior experience with SEC filings and compliance programs
Admission to the Illinois Bar required
Education
Juris Doctor (J.D.) from an accredited U.S. law school
Certifications
Active membership in the Illinois Bar or eligibility for prompt admission
Skills
Strong knowledge of U.S. securities and investment funds regulatory frameworks
Excellent legal research and writing skills
Attention to detail and the ability to manage multiple client matters efficiently
Proactive and solutions-oriented approach to regulatory counseling
Comprehensive benefits package for attorneys and professional staff
Compensation aligned with experience and internal pay equity structures
Company info
BCG Attorney Search
200 South Wacker Drive, 31st Floor
Chicago
Illinois
United States 60606
Phone : (312) 321-9411
Fax : (213) 895-7306
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