Senior Regulatory Compliance Consultant
Overview
At Wipfli, people count.
At Wipfli, our people are core to everything we do-the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Responsibilities
Our Senior Regulatory Compliance Consultant can work in person, remote, or in a hybrid environment in one of the following areas: Chicago, Rockford, Sterling. About 20% travel to client locations in IL is required.
Responsibilities:
-
Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
-
Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
-
Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
-
Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
-
Conduct routine regulatory compliance testing for federal consumer compliance regulations
-
Lead client engagements and engagement teams as needed
Knowledge, Skills and Abilities
Qualifications:
-
Bachelor's degree in finance, accounting, business, or related degree OR equivalent years of experience in addition to the base required years of experience
-
5+ years of regulatory compliance experience in banking / financial institutions
-
Experience in creating, executin g, and documenting regulatory compliance audits
-
Knowledge and experience in lending
-
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
-
Strong analytical skills with high attention to detail and accuracy
-
Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
-
About 20% travel to client locations within the U.S. is required
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit herLinkedIn ( page to connect!
#LI-hybrid #LI-CS1Additional Details
Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at [email protected] .
Wipfli values fair, transparent, and competitive compensation, considering each candidate's unique skills and experiences. The estimated base pay range for this role is $88,000-118,000, with offers typically not made at the maximum, allowing for future salary increases. The actual salary at the time of offer depends on business related factors like location, skills, experience, training/education, licensure, certifications, business needs, current associate pay, and relevant employment laws.
Individuals may be eligible for an annual discretionary bonus, subject to participation rules and based on a variety of factors including, but not limited to, individual and Firm performance.
Wipfli cares about our associates and offers a variety of benefits to support their well-being. Highlights include 8 health plan options (both HMO & PPO plans), dental and vision coverage, opportunity to enroll in HSA with potential Firm contribution and an Employee Assistance Program. Other benefits include firm-sponsored basic life and short and long-term disability coverage, a 401(k) savings plan & profit share as well as Firm matching contribution, well-being incentive, education & certification assistance, flexible time off, family care leave, parental leave, family formation benefits, cell phone reimbursement, and travel rewards. Voluntary benefit offerings include critical illness & accident insurance, hospital indemnity insurance, legal, long-term care, pet insurance, ID theft protection, and supplemental life/AD&D. Eligibility for all benefits programs is dependent on annual hours expectation, position status/level and location.
"Wipfli" is the brand name under which Wipfli LLP and Wipfli Advisory LLC and its respective subsidiary entities provide professional services. Wipfli LLP and Wipfli Advisory LLC (and its respective subsidiary entities) practice in an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent CPA firm that provides attest services to its clients, and Wipfli Advisory LLC provides tax and business consulting services to its clients. Wipfli Advisory LLC and its subsidiary entities are not licensed CPA firms.
Job LocationsUS-IL-Chicago | US-IL-Lincolnshire | US-IL-Tinley Park | US-IL-Naperville | US-IL-Rockford | US-IL-Sterling
Job ID 2026-7941
Category Risk Advisory Services
Remote No
Recommended Jobs
High-Net-Worth Estate Planning Attorney (Chicago)
Orthopedic Surgeon needed one week per month for locums coverage in Iowa! This Jobot Consulting Job is hosted by: Susan Hanchett Are you a fit? Easy Apply now by clicking the Apply button and se…
Case Manager - RN (St Charles)
Description: About Us Hines is a nationwide, independent leader in personalized managed health care, focused on what’s important to you—comprehensive services with the program excellence and cost co…
Associate Attorney
Job Description Job Description Mevorah & Giglio Law Offices is an established general practice law firm located in DuPage County for more than 45 years with offices in Lombard and Bloomingdale. …
Real Estate Portfolio Manager
Extraordinary Careers. Endless Possibilities. With the nation’s largest home infusion provider, there is no limit to the growth of your career. Option Care Health, Inc. is the largest independen…
Residential Manager for CILA
JOB TITLE: Residential Manager *** $1000.00 SIGN ON BONUS *** (Requirements met at 90 days, per hours worked to earn sign on bonus) Location Genoa, Illinois Starting Wag…
Product Manager
Owns and supports end‑to‑end product management activities for analytics products, platforms, or significant analytics feature enhancements, with full accountability for success and outcomes.Partners …
Sr Sustainability Project Coordinator
A Global Biotech/Pharma located in Bannockburn, IL is seeking a Sr Sustainability Project Coordinator to join their team! Contract Sustainability Project Specialist to provide temporary support with p…
Web Product Specialist
Job Description Job Description Description: We are HALO! We connect people and brands to create unforgettable, meaningful, and lasting experiences that build brand engagement and loyalty for …
Director, Program and Business Development
Company Description About AbbVie AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of to…
Facilities Technician
Job Description Job Description The Facilities Technician will travel to Brixmor’s portfolio of shopping centers in the southern suburbs of Chicago. The FT primarily oversees the work of subcont…